Hong Kong’s SFC seeks to send a deterrent message to the market by banning a broker-dealer for three years for pretending his wife is a client on a short-selling order.
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Tag : short selling
A strong regulatory response is required post-crisis û but not too strong, says Martin Wheatley, Hong Kong's top securities supervisor.
Iosco is consulting the industry on short selling in the areas of appropriate controls, reporting, compliance and enforcement systems, as well as possible exemptions.
As western countries vilify the practice of short selling, China agrees to allow more complex trading strategies.