Broker-dealer banned over false wife recording
Hong Kong’s SFC seeks to send a deterrent message to the market by banning a broker-dealer for three years for pretending his wife is a client on a short-selling order.
.JPG&c=1&h=677&q=100&v=20241526&w=1204)
A broker-dealer who pretended his wife was a client to create a false telephone order recording has been banned by Hong Kong’s securities regulator from re-entering the industry for three years.
Sign In to Your Account
Access Exclusive AsianInvestor Content!
Please sign in to your subscription to unlock full access to our premium AI resources.
Free Registration & 7-Day Trial
Register now to enjoy a 7-day free trial—no registration fees required. Click the link to get started.
Note: This free trial is a one-time offer.
¬ Haymarket Media Limited. All rights reserved.