Hong Kong’s Court of Final Appeal rejects an application for leave to appeal against a sentence for giving unlicensed securities advice via the social networking site.
Tag : securities
An upgrade and new data centre for hosting services may spark interest in algorithmic trading strategies on Hong Kong stocks, as latency is reduced to below two milliseconds.
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The first phase of the scheme to allow investors to hold and transfer securities in their own name is expected to be implemented in 2013.
And these firms should consider outsourcing, which carries in-built insurance against pricing errors, says Chris Ryan in his new role at Citi securities and funds services.
The Japanese giant finds a way outside of Japan to combine its prop-desk activities in a fund structure for institutional clients.
Members of the Singapore Stock Exchange can now use Citi for third-party clearing.
Fund houses in China have been told to keep an eye out for customers whose names might be on the state's list of terrorists, criminal suspects, convicted criminals and enemies.
UBS Global Asset Management and Goldman Sachs are exploring whether they can participate in æcollective investment managementÆ schemes in China.
Compulsory registration and licensing will be required for fund advisory and rating providers. But a few innocent bystanders are likely to be affected.
Unfazed by the recent breakup of its QDII advisory deal with China Southern, BNY Mellon carries on with its planned launch of a JV with Western Securities.
The law firm launches a US securities practice in Singapore to be led by Nick Buford.
Group becomes first lending agent to complete a securities financing transaction in Taiwan.