The city's Securities and Futures Commission has reprimanded and fined Sun On Tat Securities and one of its responsible officers for managerial and supervisory failures.
Tag : regulator
Compulsory registration and licensing will be required for fund advisory and rating providers. But a few innocent bystanders are likely to be affected.
Jonathan Brooke talks about the opportunities for setting up a hedge fund in Hong Kong.
SEBI is under attack by First Global. Where does this leave CSFB?
A new mutual fund market rescue proposal offers tax exemption on corporate income tax.