Distributors feeling the compliance strainGeorgina LeeJun 6, 2013The funds industry in Asia is suffering due to regulatory pressure on product distributors and custodians around anti-money laundering and mis-selling, according to a recent survey.
Sun Hung Kai to buy back HK$85 million Lehman minibondsRita Raagas De RamosJan 23, 2009Hong KongÆs Securities & Futures Commission has reprimanded the company for inadequate internal and compliance controls.