After launching a fixed income mutual fund in China, Taiwan's Yuanta will roll out a more unusual cross-border ETF, a big step forward for China, Hong Kong and Taiwan.
Tag : hong
Alexa Lam, deputy CEO of the Securities and Futures Commission, outlines her vision of a "breakthrough" mutual recognition platform for public funds between HK and the mainland.
The French firm did not comply with regulations on treating clients as professional investors nor keeping adequate records of investment advice to customers between 2004 and 2010.
The US bank has brought in a dedicated resource to provide operational support to what it puts at three-dozen hedge funds – and counting – that are running credit strategies in Asia.
Twin regulatory relaxations and demand dynamics have encouraged Citi to set up securities lending services in the country. Here we learn why.
The fund manager gives international CEO Anthony Fasso responsibility for its dominant Australian client base. It comes as the firm officially opens its Hong Kong office.
Having registered eight more funds to offer to retail customers, the Swiss asset manager is in talks to get on the shelves of more foreign and local banks in the city.
Barry LauÆs new firm plans to give investors access to lesser-known China managers.
Having created a head of Asian equities post, the UK firm has poached Colin Ng from MFC Global Investment Management to fill it.
A letter to the editor from David Webb criticises the endowment approach underlying Hong KongÆs efforts to finance a new development project.
The Securities and Futures CommissionÆs first survey in three years finds the number of funds operating in the city has grown over the past year, but the amount they manage has shrunk.
The Hong Kong regulator penalises Sun Hung Kai Investment Services for a longstanding lapse that allowed front-running of client trades.