Asset managers are braced for a rise in the number of regulatory inspections and tighter rules around fund sales and insider trading in Japan.
Tag : fsa
A group representing 90% of the global foreign exchange market says proposals to impose margin requirements on FX swaps and forwards are counterintuitive.
The regulator bans Yohichi Kumagai of Mitsui Sumitomo Insurance Company (Europe) over failings in a ruling that may deter Japanese firms from expanding into the UK.
The country’s Financial Services Authority believes that deleveraging European banks pose a potential threat to Japan’s economy.
Although plans to relax shorting rules are on hold, the Securities and Futures Commission, like its counterparts in Japan and Thailand, opts for continued short selling of stocks.
The Securities Exchange and Surveillance Commission will scrutinize investorsÆ disclosures at the end of the fiscal year.
Can the regulatory framework envisaged by the Financial Instruments and Exchange Law stem the outflow of hedge-fund managers?