Aberdeen’s McCole eyes fewer broker contactsJoe MarshMay 20, 2013Aberdeen’s Asia head of equity dealing notes the difficulty of managing numerous sales trading relationships in the region, and flags changes he’d like to see in other areas.
HKEx should help monitor HFT, say brokers Georgina LeeAug 30, 2012Hong Kong's securities regulator should give the stock exchange more responsibility for monitoring high-frequency trading, they argue.
Facilitation on the riseJame DiBiasioApr 10, 2012Brokers face increasing demand for putting their balance sheet behind client trades.
Brokers adapt to generate trading ideas for hedge fundsSimon Osborne Jul 23, 2007If hedge funds arenÆt keen on brokersÆ trading tips, then sell-side research must change from its traditional long-only equities bias.
Morgan Stanley transfers senior prime brokersSimon Osborne Jan 18, 2006Richard Webb and James Fallon relocate from New York to Hong Kong.
HSBC Insurance Brokers scoops twoOct 19, 2005Jenkin and Currie to develop solutions for Asian reinsurance clients.
SFC brokers Towry Law payoutsJame DiBiasioAug 17, 2004The investment advisor will pay $33 million to disgruntled investors of loss-making hedge funds.
Chinese funds now able to be sold by brokersJame DiBiasioAug 14, 2002The ease and breadth of distribution for domestic mutual funds is rapidly increasing as the SD&C adopts a new clearing system.
awards2002 Country Awards - Best Local Banks, Investment Banks and BrokersJun 27, 2002In the first of our two part country awards, here we present the best local banks, investment banks and brokers.
Brokers at risk from margin trading services Apr 19, 2001Conventional approach to risk management doesnÆt accurately reflect enterprise-wide exposure.