Fidelity suspends two portfolio managersJan 25, 2010Fidelity International is investigating whether two of its most experienced fund managers in Hong Kong breached internal codes of conduct.
Provident fund, trustee punished for compliance breachJame DiBiasioJan 27, 2005Bank Trust Consortium and its arm Asia Insurance receive reprimands and an executive is suspended in Hong Kong.
Value Partners fined for compliance breachJame DiBiasioApr 7, 2004Hong Kong''s SFC pursued the fund manager for not disclosing a stake in Bright International stock.