AsianInvesterAsianInvester

SFC e-trading rules leave us in the lurch, say brokers

They argue that incoming regulations governing the monitoring of algorithmic trading are often counterintuitive and leave them potentially liable for unforeseeable trading risks.
SFC e-trading rules leave us in the lurch, say brokers

Compliance officers at brokerages in Hong Kong have voiced their frustrations over incoming regulations they say are hard to implement and leave them potentially liable for unforeseeable trading risks.

Sign In to Your Account
Access Exclusive AsianInvestor Content!
Please sign in to your subscription to unlock full access to our premium AI resources.

Free Registration & 7-Day Trial
Register now to enjoy a 7-day free trial—no registration fees required. Click the link to get started.
Note: This free trial is a one-time offer.
Questions?
If you have any enquiries or would like a quote for a team or company licence, please contact us at [email protected]. Our subscription team will be happy to assist you.
¬ Haymarket Media Limited. All rights reserved.