SFC bans former KGI Asia trader for life
Michelle Ng Man Chow is forbidden from re-entering the industry by the city's Securities and Futures Commission after misappropriating client assets and attempting to conceal it.
Hong Kong’s securities regulator has banned former KGI Asia trader Michelle Ng Man Chow for life.
The Securities and Futures Commission (SFC) found that between August and October 2011 Ng had deposited a number of cheques into her own trading account and the trading account of a client from a separate client’s account to settle securities transactions.
As a result, the client account had a negative balance and suffered penalty interest charges during this time. When asked about …
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