IFA loses appeal, license
Andrew Barber loses an appeal and Hong Kong''s financial planning industry gets another black eye.
A decision by the Hong Kong Securities and Futures Commission (SFC) to suspend the license of an independent financial advisor, Andrew Barber of Barber Asia Limited, has been upheld by the Securities and Futures Appeals Tribunal (SFAT), although it also reduced the length of his sentence.
Sign In to Your Account
Access Exclusive AsianInvestor Content!
Please sign in to your subscription to unlock full access to our premium AI resources.
Free Registration & 7-Day Trial
Register now to enjoy a 7-day free trial—no registration fees required. Click the link to get started.
Note: This free trial is a one-time offer.