HK SFC bans Morgan Stanley exec for 14 months
Calvin Ho cannot re-enter the industry until May 2014, following an investigation into his conduct while at the US bank related to clients' securities accounts.
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Hong Kong's securities regulator has banned Calvin Ho Kei Him, a former research associate at Morgan Stanley Asia, from re-entering the industry for 14 months from March 12, 2013 to 11 May 2014.
The disciplinary action follows a Securities and Futures Commission (SFC) investigation into Ho’s conduct that found that, between 2009 and 2011, Ho had:
failed to identify and disclose to his employer all securities accounts related to him and the stock trading activities conducted…
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