HK relationship manager banned over misconduct
Hong Kong’s securities regulator bans a former CIC Investor Services manager for two years, ruling that acting without client knowledge is dishonest.
Hong Kong’s securities regulator has banned a former relationship manager from CIC Investor Services from re-entering the industry for two years over misconduct.
Sign In to Your Account
Access Exclusive AsianInvestor Content!
Please sign in to your subscription to unlock full access to our premium AI resources.
Free Registration & 7-Day Trial
Register now to enjoy a 7-day free trial—no registration fees required. Click the link to get started.
Note: This free trial is a one-time offer.
¬ Haymarket Media Limited. All rights reserved.